PA Banking and Securities

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PA Banking and Securities The official page for the Pennsylvania Department of Banking & Securities. of Banking and Securities deems inappropriate.

If you wish to file a complaint with the PA Department of Banking and Securities, call 800-PA-BANKS (800-722-2657) or visit http://www.dobs.pa.gov/Consumers/Pages/File-a-Complaint.aspx

We do not provide financial advice or planning services. To find a registered investment professional, check out BrokerCheck at www.finra.org. If you are looking for more information about Investor Education at the PA Department of Banking and Securities, please visit www.dobs.pa.gov and click on “Consumers.”

If you wish to file a Right to Know Law Request with the Pennsylvania Department of Banking and Securities, please visit www.dobs.pa.gov and look under “Top Services.”

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We encourage the public to comment on this page and welcome all viewpoints. Comments should remain relevant to the topic at hand and participants must treat each other with respect. We review the comments posted to our page on a regular basis and reserve the right to delete comments that contain the following:
• Profane and/or vulgar content;
• Sexually suggestive or harassing content;
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• Other content that the Dept. We monitor this page but are not responsible for content generated by users. Comments and content posted on this page may be subject to public disclosure. Communications posted on this page will not be construed as satisfying requirements for legal notice or service, shall not be considered official public comment, and shall not be construed as an official request for records pursuant to the Right-to-Know Law. We reserve the right to modify this policy at any time. Continued use of this page following the posting of any modification signifies acceptance of such modification. Read the Commonwealth of Pennsylvania’s full Social Media Policy: http://on.pa.gov/social-media-policy.

The Pennsylvania Department of Banking and Securities (DoBS) Consumer Help Center assists consumers who have issues or c...
10/16/2026

The Pennsylvania Department of Banking and Securities (DoBS) Consumer Help Center assists consumers who have issues or concerns with a state-chartered and licensed banks and credit unions, investment firms and professionals, consumer lenders, and other financial services firms. Learn more at https://www.pa.gov/agencies/dobs/consumer-help-center.

Young people entering the job market can be susceptible to employment scams. According to the Federal Reserve Banks, the...
10/14/2026

Young people entering the job market can be susceptible to employment scams. According to the Federal Reserve Banks, these scams exploit young people’s desire for flexible work, internships and entry-level employment. Criminals advertise attractive remote positions with high pay, minimal qualifications and immediate hiring. Learn more about scam risks for teens and young adults at https://www.frbservices.org/news/fed360/issues/teens-young-adults-victimized-understanding-scam-risk-customer-segments/

While the field of artificial intelligence (AI) has experienced rapid development, AI technologies present both benefits...
10/09/2026

While the field of artificial intelligence (AI) has experienced rapid development, AI technologies present both benefits and risks for financial services entities and consumers. Learn more at

Artificial Intelligence Resources

The voter registration deadline is October 19. Learn how to register or update your information at
10/08/2026

The voter registration deadline is October 19. Learn how to register or update your information at

Voter Registration

Check out the latest episode of NASAA’s podcast, Real Life Regulators. In The Nest Egg Nabber, NASAA speaks with the Was...
10/07/2026

Check out the latest episode of NASAA’s podcast, Real Life Regulators.
In The Nest Egg Nabber, NASAA speaks with the Washington State Securities Division about a financial adviser who drained an elderly widow’s savings after gaining her trust.

Before working with a financial professional, check their background — and if something does not feel right, contact your state or provincial securities regulator.

Listen here:

Quickly and easily listen to Real Life Regulators: Financial Fraud for free!

Beware of QR code tampering. Scammers place fake QR codes over legitimate ones (like at restaurants or parking meters) t...
10/06/2026

Beware of QR code tampering. Scammers place fake QR codes over legitimate ones (like at restaurants or parking meters) to direct you to malicious websites designed to steal login credentials or financial data. Before scanning, be sure to inspect QR codes for sticker overlays or signs of tampering and always check the previewed URL on your phone's screen before opening it. Read more about common scams at https://www.pa.gov/agencies/dobs/my-money/safety -4db4b5a506-item-4e14225d9e.

The Pennsylvania State Police (PSP) are investigating an organized fraud scheme in which scammers impersonate federal la...
10/05/2026

The Pennsylvania State Police (PSP) are investigating an organized fraud scheme in which scammers impersonate federal law enforcement agencies.

Investigators say the scam typically begins with a pop-up appearing on the victim’s computer. The victim is then contacted by individuals claiming to represent federal officials.

The Pennsylvania State Police are investigating an organized fraud scheme in which scammers impersonate federal law enforcement agencies.

You work hard to make ends meet and save. But without protecting your assets, you could be at risk of loss. While organi...
10/02/2026

You work hard to make ends meet and save. But without protecting your assets, you could be at risk of loss. While organizations are trying to secure your information, you too must work to protect your information. By taking a few simple steps, you can better protect your personal and financial data online and at home. Learn more on our cyber security resource page: https://www.pa.gov/agencies/dobs/cybersecurity

The Department of Banking & Securities offers a variety of programs and tools to help people invest wisely and avoid fra...
10/01/2026

The Department of Banking & Securities offers a variety of programs and tools to help people invest wisely and avoid fraud. Our programs and presentations are FREE, non-commercial, and customizable. Learn more about our events at https://www.pa.gov/agencies/dobs/programs

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